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FINRA Licensed Trading Analyst

Company: VirtualVocations
Location: Far Rockaway
Posted on: April 5, 2025

Job Description:

A company is looking for a Trading & Advisory Ops Analyst.
Key Responsibilities

Serve as the primary point of contact for trade-related questions and issues, recording and entering trades submitted by financial advisors
Assist financial advisors with fixed income product offerings, trade execution, and reconciliation of trade errors
Review new advisory account paperwork for accuracy, coordinate funding, and process service requests with discretionary money managers

Required Qualifications

3 - 5 years' experience in brokerage operations and/or securities trading
Prior experience with managed account sales and service
Extensive knowledge of fixed income, equity, mutual fund, UIT, and fee-based products
FINRA Series 7 or SIE & 7TO & 63/65 or 66 licenses, or ability to obtain within 120 days after hire
Bachelor's degree in business or related field preferred

Keywords: VirtualVocations, New York , FINRA Licensed Trading Analyst, Professions , Far Rockaway, New York

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