Asset & Wealth Management-New York-Vice President-7312902 New York - - Vice President
Company: Goldman Sachs Bank AG
Location: New York
Posted on: March 15, 2025
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Job Description:
Asset & Wealth Management - New York - Vice President -
7312902Location: New York, New York, United StatesJob Duties: Vice
President with Goldman Sachs & Co. LLC in New York, New York. Work
closely with clients and private wealth advisors to understand the
nature of client equity holdings while also identifying the
relevant securities law and contractual considerations to develop a
holistic risk management plan. Work as part of a global team to
provide guidance on restricted and control stock. Lead efforts
around pre-clearance for clients transacting in restricted and
control stock. Advise clients on the relevant planning
considerations in pre-IPO, pre-deSPAC and pre-M&A situations.
Prepare and maintain written resources around restricted stock,
including suite of client and GS representation letters and
policies and procedures. Provide operational guidance on client
situations involving restricted securities. Help maintain records
and transaction details related to restricted stock execution.
Prepare internal reports on a variety of topics, such as business
updates, metrics, and competitor analysis.Job Requirements:
Bachelor's degree (U.S. or foreign equivalent) in Finance,
Accounting, Economics, or a relevant field including Law and five
(5) years of experience in the job offered or in a related role.
Prior experience must include five (5) years with the following:
securities laws, including Securities Act of 1933, Securities
Exchange Act of 1934 and other laws governing the securities
industry; reviewing and interpreting SEC filings, including
offering documents, proxy statements, prospectuses, SEC reports on
Forms 10-K, 10-Q and 8-K, and beneficial ownership filings;
navigating EDGAR and utilizing various search functionality therein
to locate securities laws filings and conduct in-depth research on
an IPO or M&A transaction; working on corporate and securities
law issues with law firms or in-house counsel; experience with
M&A transactions, including stock sale and purchase agreements,
spin-offs and other liquidity events resulting from M&A and IPO
transactions; drafting memos and email correspondence summarizing
the details and implications of securities laws filings relating to
both IPO and M&A transactions; and advising clients and
management on the details and implications of securities laws
filings relating to both IPO and M&A transactions. FINRA Series
7 and Series 63 required or must obtain within six (6) months of
hire.Salary Range: Annual base salary for this New York, New York
-based position is $180,000 - $210,000.
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Keywords: Goldman Sachs Bank AG, New York , Asset & Wealth Management-New York-Vice President-7312902 New York - - Vice President, Executive , New York, New York
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